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Technical Physics

Refrigeration cycles and heat pumps

The vapour-compression cycle, the coefficient of performance and its maximum with proof, refrigerator and heat pump examples, refrigerants and Peltier cells.

A refrigerator, an air conditioner and a heat pump are the same machine: they move heat from a cold space to a warm one, the opposite of what happens spontaneously, by spending work. In this lesson we cover the vapour-compression cycle, the coefficient of performance and its theoretical limit, and why a heat pump heats with much less energy than an electric heater.

The vapour-compression cycle

A refrigerant travels around a closed circuit with four components:

  1. the compressor draws in low-pressure vapour and compresses it (1-2): the vapour gets much hotter;
  2. in the condenser the hot vapour gives heat Q_H to the warm space and condenses (2-3); it is the warm grille on the back of the fridge;
  3. the throttling valve (or a capillary tube) drops the pressure at constant enthalpy (3-4): the liquid partly evaporates and cools sharply, below the cabinet temperature;
  4. in the evaporator the cold refrigerant absorbs heat Q_L from the space to be cooled and evaporates completely (4-1).
Diagram of the vapour-compression refrigeration cycle
The compressor, on the right, receives the work W and takes the vapour from state 1 to state 2; the condenser, at the top, rejects the heat Q_H; the throttling valve, on the left, lowers the pressure from state 3 to state 4; the evaporator, at the bottom, absorbs the heat Q_L.

The physical trick is that the evaporation and condensation temperatures depend on pressure: at low pressure the refrigerant boils at −25 °C, at high pressure it condenses at +45 °C. The compressor’s job is precisely to move the fluid between these two levels.

With the open-system balance (first lesson), each component is described by the refrigerant’s enthalpies: q_L = h_1 - h_4, w = h_2 - h_1, q_H = h_2 - h_3, and h_4 = h_3 for the valve.

The coefficient of performance

For a refrigerator the useful effect is the heat removed from the cabinet, for a heat pump the heat delivered to the warm space:

    \[ \mathrm{COP}_r = \frac{Q_L}{W},\qquad \mathrm{COP}_{hp} = \frac{Q_H}{W} \]

They are not efficiencies: they can be (and are) greater than 1, because the machine does not turn work into heat but moves heat.

Theorem. \mathrm{COP}_{hp} = \mathrm{COP}_r + 1, and the maximum values, for a reversible machine between the absolute temperatures T_L and T_H, are

    \[ \mathrm{COP}_{r,max} = \frac{T_L}{T_H - T_L},\qquad \mathrm{COP}_{hp,max} = \frac{T_H}{T_H - T_L} \]

Proof. By the first law over the cycle, Q_H = Q_L + W, so Q_H/W = Q_L/W + 1. By the second, total entropy cannot decrease: the fluid returns to its initial state, the cold space loses Q_L/T_L and the warm one gains Q_H/T_H, so Q_H/T_H \ge Q_L/T_L. At the reversible limit equality holds: Q_H/Q_L = T_H/T_L, and substituting into W = Q_H - Q_L gives the formulas. ∎

Example. A refrigerator with the cabinet at −18 °C (255 K) rejecting heat at 40 °C (313 K): \mathrm{COP}_{r,max} = 255/58 \approx 4.4. Real refrigerators reach about 2: with 100 W of electrical work they remove 200 W of heat from the cabinet and dump 300 into the kitchen.

The heat pump

A heat pump that heats a house by taking heat from the outdoor air at 0 °C and delivering it at 35 °C (underfloor heating) has \mathrm{COP}_{hp,max} = 308/35 \approx 8.8. Real machines achieve 3 to 4: for each kilowatt-hour of electricity consumed they deliver 3 to 4 of heat, taking the rest for free from the outdoor air. An electric heater delivers exactly 1, a gas boiler less than 1 relative to the fuel burnt. This is why heat pumps are spreading, and why low-temperature emitters are preferable: the smaller the difference T_H - T_L, the higher the COP.

Refrigerants

A good refrigerant must evaporate at low temperature with reasonable pressures, have a high latent heat, be neither toxic nor flammable, and not harm the environment. Chlorofluorocarbons (CFCs) were banned by the Montreal Protocol (1987) because they destroyed the ozone layer; today hydrofluorocarbons with a high greenhouse effect are also being phased out, in favour of propane (R290), isobutane (R600a), carbon dioxide (R744) and new low-impact molecules.

Thermoelectric cooling

Electronics also uses Peltier cells: semiconductor junctions in which a current moves heat from one face to the other, with no moving parts. Their COP is low (often below 1), but they are compact, silent and precisely adjustable: they stabilise the temperature of lasers in optical fibre systems and of sensors in scientific cameras, and power small portable coolers.

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